The information within this website is issued by Sovereign Securities Limited to sophisticated investors who are professional clients or eligible counterparties under the Rules of the United Kingdom Financial Services Authority ("FSA"). This website and the materials contained on it are not, under any circumstances, intended for access by or distribution to the general public.
The information within
this website is unsuitable for any other person,
who should exit the website immediately. If you are unsure as to
whether or not
you qualify, please contact your financial or other professional
adviser.
The information below explains the legal and
regulatory restrictions in
relation to the Sovereign Securities Limited website.
Please read the following terms ("Terms") carefully. By accessing any
page of this website, you agree to be bound by the Terms below. If you
do not
agree to the Terms below, please exit the website. This page is
designed to
filter out unsuitable and ineligible categories of person from
accessing the
website and, as such, Sovereign Securities Limited cannot be
responsible for any misrepresentations
you may make in gaining unauthorised access to the website.
The
following is considered to be a Financial Promotion under the Financial
Services and Markets Act 2000.
The
content of this promotion has not been approved by an authorised person
within the meaning of the Financial Services and Markets Act 2000.
Reliance on this promotion for the purpose of engaging in any
investment activity may expose an individual to a significant risk of
losing all of the property or other assets invested. This financial
promotion is exempt from the general restriction in section 21 of the
Financial Services and Markets Act 2000) on the communication of
invitations or inducements to engage in investment activity on the
grounds that it is made to a certified High Net Worth individual or
Sophisticated Investor. A "High Net Worth investor" is someone with
earnings of more than £100k p.a. or net assets in excess of
£250k,
excluding pension and insurance benefits and primary residence AND who
has made and signed a self-certification statement within the past 12
months. A "Sophisticated Investor" is someone with at least 6 months'
membership of a network or syndicate of business angels; or who has
made more than 1 investment in an unlisted company in the past 2 years;
or has had professional involvement with Private Equity in the past 2
years; or is a director of a company with turnover of at least
£1
million in the last 2 years, AND who has made and signed a
self-certification statement within the past 12 months. Any individual
who is in any doubt about any proposed investment to which this
communication relates should consult an authorised person specialising
in advising on investments of the kind in question
The information below
explains the legal and regulatory restrictions in relation to the
Sovereign Securities Limited Limited website.
Please
read the Terms carefully which may be subject to change without notice.
By accessing any page of this website, you agree to be bound by the
Terms below. If you do not agree to the Terms below, please exit the
website. This page is designed to filter out unsuitable categories of
investor from accessing the website and as such Sovereign Securities
Limited cannot be
responsible for any misrepresentations you may make in gaining
unauthorised access to the website.
These Terms may be amended without notice to you. Your continued use of the website following any changes will mean that you accept such changes.
Regulatory Disclosures
Sovereign Securities Limited Limited is not regulated by the
FSA in the United Kingdom. Most if not all
of the protections provided by the United Kingdom regulatory structure
will not apply to investments in the schemes/fund(s) detailed within
this site.
The schemes and fund(s) described on this website (the investments) are
Unregulated Collective Investment Schemes which are not
authorised or recognised by the FSA.
Many of the protections provided by the UK regulatory system do not apply to investments in Unregulated Collective Investment Schemes, including access to the Financial Services Compensation Scheme and the Financial Ombudsman Service.
The content of this website is unsuitable for retail investors and should not be considered as a promotion to any class of investor. The products and services referred to in this site are suitable for highly sophisticated and professional investors only. In particular, the site contains information about investment schemes/ fund(s) and related services, which can carry above average risk.
Content of Website and
Liability
By
proceeding you agree, so far as this is permitted under the provisions
of the UK regulatory system, to the exclusion by us of any liability,
including without limitation that arising from any loss of profit or
any other damage direct or consequential, in respect of any errors
and/or omissions by us and/or any relevant third parties in respect of
the content. Any opinions or estimates included herein constitute a
judgment as of the date of publication and are subject to change
without notice. No reliance may be placed for any purpose on the
information and opinions contained in this website or their accuracy or
completeness and no representation, warranty or undertaking, express or
implied, is given as to the accuracy or completeness of the information
or opinions contained in this website.
The website is protected by one or more copyrights, patents, database rights, trademarks, servicemarks and/or other intellectual property and proprietary rights that are owned by Sovereign Securities Limited, its affiliates and/or third parties.
You may not remove any copyright, trademark or other proprietary notice or legend contained on (or printed from) the website. You may not decompose, decompile, reverse engineer, disassemble or otherwise deconstruct all or any portion of the website. You may not publish, broadcast, retransmit, reproduce, repackage, frame, commercially exploit, create any derivative of or otherwise redistribute all or any portion of the website except as explicitly permitted in this User Agreement.
You may print copies of any accessible portion of the website only for your own personal use. You may discuss information that you learn from the website with your financial, legal or tax advisors, and others with whom you share investment decisions.
By proceeding you agree, so far as this is permitted under the provisions of the UK regulatory system, to the exclusion by us of any liability, including without limitation that arising from any loss of profit or any other damage direct or consequential, in respect of any errors and/or omissions by us and/or any relevant third parties in respect of the Content. Any opinions or estimates included herein constitute a judgment as of the date of publication and are subject to change without notice. No reliance may be placed for any purpose on the information and opinions contained in the website or their accuracy or completeness and no representation, warranty or undertaking, express or implied, is given as to the accuracy or completeness of the information or opinions contained on the Website.
You represent and warrant that you have full authority and all rights necessary to enter into and fully perform all of your obligations pursuant to these Terms.
Sovereign Securities Limited DISCLAIMS ALL WARRANTIES WITH RESPECT TO THE WEBSITE THAT THE LAW ALLOWS IT TO DISCLAIM. THE WEBSITE IS PROVIDED "AS IS" AND "AS AVAILABLE." WE DISCLAIM ALL REPRESENTATIONS AND WARRANTIES, EXPRESS OR IMPLIED, OF ANY KIND WITH RESPECT TO THE WEBSITE INCLUDING WARRANTIES OF MERCHANTABILITY, FITNESS FOR A PARTICULAR PURPOSE AND NON-INFRINGEMENT OF INTELLECTUAL PROPERTY AND PROPRIETARY RIGHTS. WITHOUT LIMITING OUR GENERAL DISCLAIMER, WE DO NOT WARRANT THE AVAILABILITY, ACCURACY, COMPLETENESS, TIMELINESS, FUNCTIONALITY, RELIABILITY, SEQUENCING OR SPEED OF DELIVERY OF THE WEBSITE OR ANY PART OF THE CONTENT.
THIS DISCLAIMER OF LIABILITY APPLIES TO ANY AND ALL DAMAGES OR INJURY, INCLUDING THOSE CAUSED BY ANY FAILURE OF PERFORMANCE, ERROR, OMISSION, INTERRUPTION, DELETION, DEFECT, DELAY IN OPERATION OR TRANSMISSION, COMPUTER VIRUS, COMMUNICATION LINE FAILURE, THEFT, DESTRUCTION OR UNAUTHORISED ACCESS TO, ALTERATION OF OR USE OF ANY ASSET, WHETHER FOR BREACH OF CONTRACT, TORTIOUS BEHAVIOR, NEGLIGENCE OR UNDER ANY OTHER CAUSE OF ACTION.
You agree to indemnify, defend and hold harmless Sovereign Securities Limited and its affiliates, agents, employees and third party sources from and against any and all suits, losses, claims, demands, liabilities, damages, costs and expenses (including reasonable attorneys' fees) that arise from or relate to: your use of the website, your breach of these Terms or any representation, warranty or covenant made by you in these Terms, your violation of any applicable law, statute, ordinance, regulation or of any third party's rights, or claims asserted by third parties which, if proven, would place you in breach of representations, warranties, covenants or other provisions contained in these Terms.
Solicitation
The
website does not constitute and should not be used for the purpose of
an offer or solicitation in any jurisdiction or in any circumstances in
which such offer or solicitation is unlawful or not authorised. Persons
resident in territories other than the UK should consult their
professional financial advisers as to whether they require any
governmental or other consents or need to observe any formalities to
enable them to invest in any product described in this website.
United States of
America
The
provision of the information in this website does not constitute an
offer to purchase securities to any person in the United States or to
any U.S. Person as such term is defined under the Securities Act of
1933, as amended. Sovereign Securities Limited does not provide or
offer services in
the United States of America, its territories and possessions, or to
any United States persons. The provision of the information in this
website is not intended to and does not constitute an offer or
solicitation to purchase securities to any person in the United States
or to any U.S. Person as such term is defined under the Securities Act
of 1933, as amended. The information contained in this website about
Sovereign Securities Limited is not directed to any person in the
United States.
Sovereign Securities Limited does not provide or offer services in the United States of America, its territories and possessions, or to any United States investors. By clicking "Accept" below, I affirm that I am not a United States person.
Advice
No
information contained within this website should be construed as
investment advice. We do not give any advice or make any
representations through the website as to whether any security or
investment is suitable to you or will be profitable. Nothing on the
website is intended to be, and you should not consider anything on the
website to be, investment, accounting, tax or legal advice. If you
would like investment, accounting, tax or legal advice, you should
consult with your own financial advisors, accountants or attorneys
regarding your individual circumstances and needs.
Taxation
Taxation will depend on individual financial circumstances and the
country of residence.
Sovereign Securities Limited is not liable for any technological problems and any impact that they may have.
All or any portion of the website may not be available and may not function properly at any time. We make reasonable efforts to avoid technological problems, but at any time the website may have and may cause technological problems such as viruses and other damaging computer programming routines or engines.
We take reasonable security precautions when using the Internet, telephone or other means to transport data or other communications, but we disclaim liability for any interception of data or communications. We make reasonable efforts to ensure that the website is secure but we do not guarantee the security of the website.
We are not liable for any damage or injury caused by the performance or failure of performance of all or any portion of the website. We are not liable for any defects, delays or errors in or resulting from your use of the website.
Sovereign Securities Limited is not responsible for information on any third party website that is referred in, or accessible or connected by hyperlink to, the website.
If you access any third party website through the website or otherwise, you do so at your own risk. Hyperlinks to or from the website do not constitute third party endorsement of, sponsorship by or affiliation with us.
Unregulated Schemes
The products
described on the
website are unregulated collective investment scheme. Its promotion or
offering in the United Kingdom
By proceeding you confirm: That you are not a private or retail investor or subject to any jurisdictional restrictions restricting or prohibiting access to information on unregulated collective investment schemes and that you fall within one of the permissible categories under Annex 5, COB Chapter 3 of the FSA Handbook, and the Financial Services and Markets Act 2000 (Promotion of Collective Investment Schemes (Exemptions) Order 2001.
Limited License to Use the Website
Except
as specifically
permitted below, nothing contained in these Terms or the website itself
either
grants or will be construed to grant to you or any third party any
title or
interest in, or any license or right to use or reproduce, any image,
text,
software, code, trademark, logo or service mark contained in the
website,
including without limitation the name or logo of Sovereign Securities
Limited. Any data
that you transmit to the website (including without limitation
personally-identifiable information) becomes the property of Sovereign
Securities Limited and may be used by Sovereign Securities Limited for
any lawful purpose without
restriction, subject to the privacy policy set forth below. Sovereign
Securities Limited reserves, and will enforce to the fullest extent
possible, all rights that
it may have with respect to copyright and trademark ownership of all
material
contained in the website. Sovereign Securities Limited grants you a
limited,
non-exclusive license to display and otherwise use portions of the
website
solely for your own private, non-commercial informational purposes
only, and to
print pages from the website only in connection with that use. You may
not
modify, distribute, transmit, perform, reproduce, publish, license,
create
derivative works from, transfer or sell any text, graphics, logos and
other
source-identifying symbols, designs, icons, images, or other
information,
software or code obtained from the website.
Privacy Policy
In
using portions of the
website, you may be asked to provide Sovereign Securities Limited with
personal
information about yourself. Personal information is any information
that can be
used to identify or contact a specific individual or company. Sovereign
Securities Limited and its affiliates may use personally-identifiable
information for its own
internal purposes, or on behalf of its affiliates. Sovereign Securities
Limited will not
transfer, sell or disclose your personal information to any other third
party
without your prior consent, except to its affiliates or as may be
required by
law (such as a subpoena, search warrant or other court order, or
pursuant to
the order or request of any regulatory body having jurisdiction over
Sovereign Securities Limited or its affiliates) or to protect the
integrity of the website. In
general, Sovereign Securities Limited business practices limit access
to personal
information obtained through your use of the website to those personnel
who
need to know such information to conduct Sovereign Securities Limited
or its
affiliates' operations. Sovereign Securities Limited maintains
physical, electronic and
procedural safeguards designed to protect such information from
unauthorized
access or use. Sovereign Securities Limited will use personal
information obtained
through your use of the website only in accordance with the privacy
policy in
effect at the time such information was provided. By providing
Sovereign Securities Limited with data: (i) you acknowledge and agree
that due to the international
operations of Sovereign Securities Limited and its affiliates,
Sovereign Securities Limited may
provide personal information, in accordance with this privacy policy,
to Sovereign Securities Limited affiliates that may be outside your
resident
jurisdiction, and that such data may be stored on servers located in
other
jurisdictions; and (ii) you consent to the transfer of such data
outside of the
European Union as described in this privacy policy. If you do not
consent to
the terms of this privacy policy, please do not use the website, and,
if you
have provided personal identifying data, please contact Sovereign
Securities Limited
about how you would like it to handle such data.
No Warranty
Sovereign
Securities Limited, its
affiliates, and their officers, directors, principals, agents and
employees
make no representations or warranties, express or implied, regarding
the
suitability or other characteristics of the information and materials
contained
on or presented through the website. All such information and materials
are
provided "as is", without any warranty of any kind. Sovereign
Securities Limited hereby further disclaims all warranties and
conditions with regard to such
information and materials, including all implied warranties and
conditions of
merchantability, fitness for a particular purpose, title,
non-infringement and
availability.
Limitation of Liability
By
proceeding you agree, so far as this is permitted under
the provisions of the UK regulatory system, in no event shall Sovereign
Securities Limited, its affiliates, or their officers, directors,
principals, agents and
employees be liable for any claims, liabilities, losses, costs or
damages,
including indirect, punitive, incidental, special or consequential
damages,
arising out of or in any way connected with (i) the use of or inability
to use
the website or with any delay in using the website, or (ii) any
information and
materials obtained through the website or (iii) otherwise arising out
of the
use of the website; in any case whether based on theories arising in
contract,
tort, strict liability or otherwise. Such limitations apply even if
Sovereign Securities Limited, its affiliates, or any of their officers,
directors, principals,
agents or employees have been advised of the possibility of damages.
If any provision of these
Terms is held to be invalid or unenforceable in any
jurisdiction, such provision shall be deemed modified to the minimum
extent
necessary so that such provision shall no longer be held to be invalid
or
unenforceable, and these Terms shall be interpreted so as to achieve
the intent
expressed herein to the greatest extent possible in the jurisdiction in
question. Any such modification, invalidity or unenforceability shall
be
strictly limited both to such provision and to such jurisdiction.
If you are in any doubt about the contents of this notice, you should
consult
your financial or other professional adviser.
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